Human Asset Management

Internal Audit Manager CPA, CIA, CISA (Houston Only) Accounting / Finance Resume


Resume of Candidate 334624.  Highly qualified and certified Internal Audit Manager with Big 4 and industry experience. Developed Continuous Monitoring Application using ACL (Audit Command Language) for various business areas. Designed risk assessment model and developed audit programs for risk-based auditing. Facilitated the control testing process in the areas of  Financial, Operational and Compliance. Assisted other Internal Audit Managers in the design and facilitation of Control Self Assessment. SOX projects relating to readiness (internal audit projects) as well as attestation of management’s assertion (external audit projects). Projects in relation to SAS 99 (assessment of fraud) as well as facilitating audit work of external auditor where huge volume of data is involved. Salary requirements $120,000 + 20% Bonus.
 
Experience
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
July 2006 to date:
 
Major Energy Services Company,  Houston, TX, USA
Internal Audit Manager 
  • Developing Continuous Monitoring Application using ACL (Audit Command Language) for various business areas (P-Cards, Fuel Cards, General Ledger, Payroll, Purchases, Invoicing and Disbursements).
  • Designing of Risk Assessment Model & developing Audit Programs for Risk-based Auditing.
  • Facilitating the Control testing process in the areas of Financial, Operational & Compliance.
  • Teammate administration (Modules used: EWP, Team Central, Team Risk).
  • Assisting other Internal Audit Managers in the design and facilitation of Control Self Assessment for various business functions/ areas.
 
September 2000 to June 2006
 
Major Financial Services Firm,  Houston, TX
ERS (Enterprise Risk Services) Manager
  • Sarbanes Oxley Act (404) Projects relating to readiness (internal audit projects) as well as attestation of management’s assertion (external audit projects).
  • Data Quality & Integrity Projects in relation to SAS 99 (assessment of fraud) as well as facilitating audit work of external auditor where huge volume of data is involved.
  • Control Assurance, which involved assessment of IT control environment (general computer controls and application level controls) and it’s relation to business/ financial applications.
 
July 2003 to June 2004
Location: Buffalo, NY, USA
Audit Supervisor (In-charge)
  • Managing Audits (external) of companies and reporting to Managers. During the tenure of my service, I was delegated the following audit assignments:  Federal Employee Program (FEP), Governmental organizations (Cities and Counties), Single Audits, Colleges, and Telecommunication companies.
  • Effective September 2003, I was assigned the responsibility of performing Information System audits for 50% of reportable time.
 
September 2000 to June 2003
Location: Manama, BAHRAIN
Audit Supervisor
  • Managing Audits (external/ internal) of private, public and multinationals companies and reporting to Partners. During the tenure of my service, I was assigned the audits of some of the companies in the following industries: Manufacturing, Construction, Insurance, Hotel Industry, Investment Banking, Lawyers’ Accounts (under Solicitors’ Overseas Practice Rules, 1990).
  • Management Consultation assignments like Financial Analysis, Financial Projections & Preparation of Information Memorandum for new projects.
 
November 1997 to May 2000
ERNST & YOUNG a.k.a. WHINNEY MURRAY & CO.,  Jeddah, SAUDI ARABIA
Accountant
  • Managing Audits (external/ internal) of private, public and multinationals companies and reporting directly to Managers and Partners. During the tenure of my service, I was assigned the audits of some of the multinational companies in the field of Oil & Gas, Hotel Industry, Insurance, Manufacturing, and Shipping services.
  • Management Consultation assignments like due diligence report writing, designing of process systems.
  • Information Systems Audits (reporting to the IT Manager).
 
INTERNSHIP:
 
July 1993 - October 1997 (Restricted to maximum of one year excluding time off for taking CA exams)
KOTAK MAHINDRA FINANCE LIMITED, Bombay, INDIA
Industrial trainee (Internal Audit Department)
During the tenure of my training with this company, I was assigned audit of the following business areas: Funds Management, Bills Discounting, Syndication fees, Fixed Deposit, and Expense Analysis.
 
July 1993 to June 1995 (Restricted to maximum of three years excluding time off for taking CA exams)
November 1996 to October 1997
CHANDABHOY & JASSOOBHOY, Chartered Accountants, Bombay, INDIA
  • Assisting seniors in conducting statutory and internal audits of public and private companies and independent handling of audits of small organizations;
  • Handling statutory and internal audits of public and private companies. The assignment included audit of various industries comprising of manufacturing concerns, service units, hospitals, banking organizations and Mutual Funds.
 
 
Education
 
Bachelor of Commerce from The University of Bombay, India (B.Com) 1993
 
 
Computer Skills
 
Microsoft Applications:
Word, Excel, Access, PowerPoint, Visio
Audit tools:
  • Audit Command Language (ACL) (Attended ‘ACL 303 Advanced ACL Concepts & Techniques: Functions & Scripts’ training conducted by ACL Services Ltd in April 2007)
  • Teammate (Modules: EWP, Team Central, Team Risk)
Languages:
ACL Script, VBA for Microsoft Office (Word, Excel & Access)
ERP Applications:
Implementation (basic knowledge) - SAP R/3 (FI Module)
 
 
Professional Organizations
Member of Association of Chartered Certified Accountants (ACCA), UK 2006
 
Certified Internal Auditor (CIA), USA 2006
Certified Information Systems Auditor (CISA), USA 2005
Certified Public Accountant (CPA), USA (State Board of Colorado) 2004
Advance Diploma in Management Accounting (CIMA, UK) 2003
Member of The Institute of Chartered Accountants of India (ACA) 1997
Member of The Institute of Cost & Works Accountants of India (Grad CWA) 1995
 
Languages
English, Hindi/Urdu, Marathi & Gujarati, Arabic (Basic)
 
 
 
 
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